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Business : Business Law : Securities and Exchange Selling Securities Without Registering with the SEC Your company's securities offering may qualify for one of several exemptions from the registration requirements. Business : Business Law : Securities and Exchange Disclosures Companies Must Make When They Go Public When your company goes public, this triggers ongoing reporting obligations for your company. In some cases, this also subjects your company's officers, directors, and significant shareholders to reporting requirements. Business : Business Law : Securities and Exchange How a Small Business Registers a Public Offering If you decide on a registered public offering, the Securities Act requires your company to file a registration statement with the SEC before the company can offer its securities for sale. Business : Business Law : Securities and Exchange Taking a Company Public When your company needs additional capital, going public may be the right choice, but you should weigh your options carefully. Business : Business Law : Securities and Exchange Federal Securities Laws In response to the Stock Market Crash of 1929, the U.S. Congress enacted the federal securities laws and created the Securities and Exchange Commission (SEC) to administer them.
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